Monday, November 15, 2021

Initial Public Offering (IPO) process steps

 



An IPO or Initial Public Offering is the process for private companies to go public by selling and making their stocks available to the general public. This is known as the first public invitation in the stock markets and hence the name IPO. Buying these shares allows the investor an ownership in the company in accordance with the value of the shares owned.

A company can change itself from a privately-held body to a publicly-traded entity through the process of Initial Public Offering (IPO). Typically, companies offer IPO to raise money and get access to liquidity by offering their stocks/shares to the public.

IPO Process steps in India




Hiring of an Underwriter or Investment Bank :

When a company decides to go public, it needs to hire an investment bank. These banks act as market intermediary in the process of company listing. The Investment bank goes through the company's financial statements and evaluates the worth and risks of the company. The Investment bank also assumes all responsibilities and creates a prospectus for prospective investors. It is the task of the Investment bank to generate initial demand for an IPO.

IPO Registration process

Draft Red Herring Prospectus and the registration statement DRHP includes key components about the company, its financials, its strengths, and risks, why it is raising funds and where will these funds be used. This document is prepared by the banks appointed as lead managers in coordination with the company and to be submitted to SEBI. The DRHP contains all the information about the business except the price or quantity of shares being offered.

SEBI  verification process

The regulator at SEBI verifies the facts shared by the company and checks for errors. If SEBI asks for changes, the issuer must submit that back to SEBI. After all the changes are approved in the application, SEBI approves the draft prospectus. The issuer and underwriter then use the approved prospectus to promote the IPO.

Submitting application to Stock Exchange

After getting SEBI’s approval, the company files an updated prospectus called the Red Herring Prospectus (RHP). However, the RHP does not include the price of the IPO.

Road Show process

Over a period of two weeks, the executives and staff of the company will advertise the impending IPO across the country. This is basically a marketing and advertising tactic to attract potential investors. Roadshows aid in convincing investors about the company’s potential. The company executives and underwriters can conduct Q&A sessions and multimedia presentations for sharing details of IPO and the company.

IPO Pricing process

The company here has the option to either go for a Fixed Price IPO or a Book Building Issue.

Fixed price IPO:

In this case, the companies offer a fixed price of a share. If companies decide to issue their share at a fixed price, the same is mentioned in the draft prospectus as well as the final prospectus, which has been approved by SEBI.

Book building IPO:

When the company does not want to offer the shares at a fixed price, it can set the upper and lower limit for the bidding process. A Red Herring Prospectus contain this price band. It is a document that contains details of the issuing company except for the effective date and offer price.

IPO Allotment process

Once the IPO price is finalized, the company along with the underwriters will determine the number of shares to be allotted to each investor. In the case of over-subscription, partial allotments will be made.

The IPO stocks are usually allotted to the bidders within 10 working days of the last bidding date. If the shares are oversubscribed then the remaining shareholders are refunded. During this step, it is also ensured that no shares are allotted to internal or related parties.

Listing of Stock in the Stock Market

In India, the IPO process culminates in the form of listing of the company on stock exchange. With the listing in the secondary market, successful applicants can sell their shares on stock exchanges and new investors can purchase. However, certain shareholders such as anchor investors and promoters are subject to lock-in periods which mean they cannot sell their shares immediately after listing. Anchor investors are subject to a lock-in period of 30 days from the date of allotment.   The lock-in is more stringent for promoters. According to SEBI regulations, 20% of the company’s fully diluted post-offer equity share capital held by promoters is locked-in for a period of three years from the date of allotment.


Some of the Biggest IPOs of Indian Companies are listed below :



Indian fintech firm Paytm's initial public offering of up to ₹18,300 crore ($2.47 billion) is expected to be the country's largest stock market listing, surging past miner Coal India's massive IPO more than a decade ago.

India's top 10 IPOs

1. Coal India (2010) – the State-run miner raised ₹15,199 crore in what was India's biggest initial public offering of shares. Coal India is the world's largest coal miner.

2. General Insurance Corp of India (2017) – the reinsurer raised ₹11,257 crore.

3. SBI Cards & Payment Services (2020) – owned by the State Bank of India, the country's largest lender, the company raised ₹10,341 crore.

4. Reliance Power (2008) – helped by investors' faith in the family's name as a result of the group of companies set up by Anil Ambani's father, tycoon Dhirubhai Ambani, the company raised ₹10,123 crore.

5. New India Assurance(2017) – the State-run company raised ₹9,586 crore.

6. Zomato(2021) – the food delivery app raised ₹9,375 crore. Launched in 2008, the company collatesrestaurant reviews and offers home delivery of food, making it acompetitor to Indian start-up Swiggy and Amazon.com’s food delivery service.

7. DLF (2007) – the real estate company raised ₹9,188 crore.

8. HDFC Standard Life Insurance (2017) – now known as HDFC Life Insurance – raised ₹8,695 crore in its IPO. It competes with players including SBI Life Insurance.

9. SBI Life Insurance (2017) – the company raised ₹8,389 crore.

10. Gland Pharma (2020) – based in the southerntech hub of Hyderabad, the company raised ₹64.80 billion. Established in 1978, Gland Pharma makes injectable generic drug sand sells its products in over 60 countries.


The Biggest IPO price gainers in the last 5 years are given below:
















Finally, An IPO is a big step for a company as it provides the company with access to raising a lot of money. This gives the company a greater ability to grow and expand. The increased transparency and share listing credibility can also be a factor in helping it obtain better terms when seeking borrowed funds as well.





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